Jason Lee
Professional summary
Jason Lee is a registered financial professional currently at HUATAI SECURITIES (USA), INC. located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2023 - Present
HUATAI SECURITIES (USA), INC.
Office #1: 280 Park Ave 21 Floor East, New York, NY 10017June 6, 2017 - September 13, 2022
CITIC SECURITIES INTERNATIONAL USA, LLC
February 15, 2013 - June 5, 2023
CLSA AMERICAS, LLC
May 23, 2008 - June 11, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HUATAI SECURITIES (USA), INC.
CRD#: 298809 / SEC#: , 8-70231
Contact information
FINRA licenses (19 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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