Anthony J. Fusaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony J Fusaro, who also goes by Anthony John Fusaro, Anthony Fusaro, Tony Fusaro, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2006. Anthony had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2008 - July 20, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
August 18, 2006 - December 18, 2006
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
FINANCIAL ENGINES ADVISOR CENTER, LLC
CRD#: 109238 / SEC#: 801-57511
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
