Joel S. Petersen
Professional summary
Joel Stuart Petersen, who also goes by Joel S Petersen, is a registered financial advisor currently at SOUND LEGACY WEALTH ADVISORS, LLC located in Kirkland, Washington.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Joel has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joel Stuart Petersen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
SOUND LEGACY WEALTH ADVISORS, LLC
March 23, 2011 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2011 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2006 - December 14, 2010
ALLIANCEBERNSTEIN L.P.
January 19, 2006 - December 14, 2010
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/18/2021)
(1/2/2020)
Exams
Current Firm
SOUND LEGACY WEALTH ADVISORS, LLC
CRD#: 306332 / SEC#: 801-135509
Contact information
Regulatory assets under management
| Total Number of Accounts | 125 |
| AUM (Assets Under Management) | $ 102,000,000 |
Red Flags
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