Matthew A. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Adam Cook was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2007. Matthew had worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2013 - November 18, 2021
SEAPINE SECURITIES, LLC
April 14, 2010 - January 18, 2012
ALTACCESS SECURITIES COMPANY, L.P.
March 12, 2010 - April 16, 2010
DUNN RUSH & CO. LLC
March 20, 2007 - March 31, 2008
CANACCORD GENUITY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/4/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/4/2024
Investment Banking Registered Representative ExaminationCurrent Firm
SEAPINE SECURITIES, LLC
CRD#: 143463 / SEC#: , 8-67568
Contact information
Documents
Red Flags
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