BN
Brian J. Nickel
KEATING FINANCIAL ADVISORY SERVICES | Financial Advisor
MANHATTAN, KS 66502
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CRD#: 5036413
BN
Professional summary
Brian Jeffrey Nickel, CFP®, who also goes by Brian J. Nickel, is a registered financial advisor currently at KEATING FINANCIAL ADVISORY SERVICES located in Manhattan, Kansas.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brian has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Business Succession Planning
Investment Planning
Insurance Planning
Tax Planning
Retirement Planning
Estate Planning
Employee and Employer Plan Ben...
Retirement Income Management
Comprehensive Financial Planni...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Brian J. Nickel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Keating & Associates Address: Overland Park, KS Activity Type: Support Company /DBA (Non Owner) Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2006 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Planning/Investment Advisor 2. Name of Business: Keating Financial Advisory Services Address: 10985 Cody St Ste 220, Overland Park, KS, 66210, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 02/20/2008 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Investment Advisor Representative 3 .OVERLAND PARK, KS NATURE OF THE BUSINESS: INDEPENDENT RIA POSITION/TITLE: INDEPENDENT RIA INVESTMENT RELATED:YES START DATE: 02/20/2008 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 60 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 10 DESCRIPTION OF DUTIES: INVESTMENT ADVISOR REPRESENTATIVE 4. Name of Business : Nickel Financial Advisory Services Address: 10985 Cody St Ste 220,Overland Park, KS Nature of the Business: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/28/2016 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 160 Description of duties: This is the S Corporation I formed which my Raymond James revenue flows into and I pay myself a salary out of.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Jeffrey Nickel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
October 18, 2007 - Present
KEATING FINANCIAL ADVISORY SERVICES
Office #1: 1011 Poyntz Ave, Manhattan, KS 66502Office #2: 1011 Poyntz Avenue, Manhattan, KS 66502RIA
CRD#: 142772
MANHATTAN, KS
Past
January 2, 2009 - July 1, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OVERLAND PARK, KS
Past
March 29, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
OVERLAND PARK, KS
Past
March 24, 2006 - July 1, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OVERLAND PARK, KS
Past
January 6, 2006 - March 10, 2006
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
OVERLAND PARK, KS
Past
October 17, 2005 - March 10, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS
CRD#: 142772 / SEC#: 801-126770
RIA
Registered Investment Advisory firm - (10/21/2022 Approved)Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(10/18/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS
CRD#: 142772 / SEC#: 801-126770
RIA
Registered Investment Advisory firm - (10/21/2022 Approved)Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1011 Poyntz Avenue, Manhattan, KS 66502
Mailing Address
Phone number
(785) 537-0366
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 330,000,000 |
Red Flags
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Company Information
KEATING FINANCIAL ADVISORY SERVICES
Financial AdvisorCRD#: 142772Manhattan, KS 66502TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
