Brian R. Tayan

TAYAN CAPITAL MANAGEMENT

Menlo Park, CA 94025

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CRD#: 5036154

Professional summary

Brian Ronald Tayan is a registered financial advisor currently at TAYAN CAPITAL MANAGEMENT, LLC located in Menlo Park, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brian has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stanford University is not an investment related entity, located at 300 Pasteur Dr, Stanford, CA 94305. It is an educational institution where Mr. Tayan acts as a Research Associate. This relationship started in 2006, and Mr. Tayan spend approximately 80 hours per month, some of which during securities trading hours, in this capacity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Ronald Tayan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2020 - Present

TAYAN CAPITAL MANAGEMENT, LLC

Office #1: 1135 Trinity Drive, Menlo Park, CA 94025

RIA

CRD#: 140864

Menlo Park, CA

Past

August 28, 2006 - November 6, 2014

TAYAN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 140864

MENLO PARK, CA

Past

December 19, 2005 - March 29, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

November 9, 2005 - March 29, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/16/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/8/2005

General Securities Representative Examination

Current Firm

TAYAN CAPITAL MANAGEMENT, LLC

CRD#: 140864 / SEC#:

California

Registered Investment Advisory firm - (5/14/2020 Approved)

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Contact information

Main Address

Menlo Park, CA

Mailing Address

Phone number

(650) 854-6671

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 36,189,189

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Withdrawn	3/20/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian R. Tayan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Ronald Tayan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYAN CAPITAL MANAGEMENT, LLC

TAYAN CAPITAL MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2020

Series 66

Date: 12/16/2005

Series 7

Date: 11/8/2005

Current Firm

TAYAN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

TAYAN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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