MD
Mark Dobrilovic
INDEPENDENT FINANCIAL GROUP
Mission Viejo, CA
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CRD#: 5035633
MD
Professional summary
Mark Dobrilovic is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Mission Viejo, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/16/2012 ADDRESS: 27824 Siruela, Mission Viejo CA 92692, United States DESCRIPTION: CA INSURANCE AGENT OFFERING SALES OF VARIOUS INSURANCE PRODUCTS. (2) REAL ESTATE POSITION: OWNER NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2005 ADDRESS: 27824 Siruela, Mission Viejo CA 92692, United States DESCRIPTION: 50% OWNER OF RENTAL PROPERTIES. (3) MWMG, INC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 12/31/2013 ADDRESS: 27824 Siruela, Mission Viejo CA 92692, United States DESCRIPTION: 100% OWNER OF DBA MISSION WEALTH MANAGEMENT GROUP USED FOR MARKETING PURPOSES. (4) SHARDAY CO, POSITION: OWNER NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 901 CALLE AMANECER, SAN CLEMENTE 92673, United States DESCRIPTION: 50% PASSIVE OWNER OF SHARDAY CO, A C-CORPORATION SETUP TO BE A HOLDING AGENT FOR THE PARTNER IN EATONS INCOME TAX SERVICES. (5) TAX ACCOUNTING POSITION: Independent Contractor NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2011 ADDRESS: 27824 Siruela, Mission Viejo CA 92692, United States DESCRIPTION: All aspects of tax and accounting work, including business consulting. NORTH IDAHO TAX AND FINANCIAL POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2025 ADDRESS: 7170 2ND STREET, BONNERS FERRY ID 83835, United States DESCRIPTION: I am Owner of North Idaho Tax and Financial with my Accountant son remotely preparing the tax and accounting work and I will be doing all of the investment work.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Dobrilovic's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Dobrilovic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2012 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #3: 7170 2nd Street, Bonners Ferry, ID 83805RIA
BD
CRD#: 7717
Mission Viejo, CA
Current
November 16, 2012 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #3: 7170 2nd Street, Bonners Ferry, ID 83805RIA
BD
CRD#: 7717
Mission Viejo, CA
Past
July 7, 2009 - November 27, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAGUNA HILLS, CA
Past
July 2, 2009 - November 27, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
LAGUNA HILLS, CA
Past
January 1, 2008 - July 6, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
IRVINE, CA
Past
January 1, 2008 - July 6, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
IRVINE, CA
Past
November 24, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SAN JUAN CAPISTRANO, CA
Past
November 15, 2005 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
SAN JUAN CAPISTRANO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/30/2017)
RR
California(11/16/2012)
IAR
California(11/16/2012)
RR
Colorado(4/16/2015)
RR
Idaho(5/25/2021)
IAR
Idaho(4/15/2024)
RR
Montana(4/28/2023)
RR
Nevada(2/7/2017)
RR
North Carolina(5/24/2022)
RR
Oklahoma(4/26/2024)
RR
Rhode Island(11/16/2012)
RR
Texas(11/16/2012)
IAR
Texas(11/16/2012)
RR
Utah(1/2/2024)
RR
Virginia(6/11/2015)
RR
Washington(10/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
