Benjy A. Schwartz
Professional summary
Benjy Alan Schwartz, who also goes by Ben Schwartz, Benjy Alan Schwautz, is a registered financial professional currently at DASH PRIME LLC located in Chicago, Illinois.
Benjy is registered as a RR (Registered Representative) and started their career in finance in 2007. Benjy has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjy Alan Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2014 - Present
DASH PRIME LLC
Office #1: 200 South Wacker Drive Suite 2450, Chicago, IL 60606Office #2: 319 Clematis Street Suite 1004, West Palm Beach, FL 33401December 15, 2011 - January 21, 2014
LIGHTSPEED TRADING, LLC
June 7, 2007 - March 22, 2012
POTAMUS TRADING, LLC
January 1, 2007 - October 10, 2007
TERRA NOVA FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2014)
(10/29/2014)
Exams
FINRA
Current Firm
DASH PRIME LLC
CRD#: 41257 / SEC#: , 8-49339
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 6 |
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