John T. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Todd Brewer, who also goes by John T Brewer, Todd Brewer, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2021 - February 10, 2026
ASHFORD SECURITIES LLC
January 10, 2020 - May 12, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
June 19, 2015 - November 1, 2019
STEBEN & COMPANY, LLC
March 5, 2012 - June 17, 2015
CAREY FINANCIAL, LLC
February 8, 2006 - February 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 2006 - February 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ASHFORD SECURITIES LLC
CRD#: 305330 / SEC#: , 8-70405
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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