Calvin H. Vaval
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin H. Vaval, who also goes by Calvin Henry, Calvin Vaval, was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 2006. Calvin had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - December 3, 2013
AVENIR FINANCIAL GROUP
August 19, 2011 - November 10, 2011
GARDEN STATE SECURITIES, INC.
October 22, 2010 - August 23, 2011
JOHN THOMAS FINANCIAL
May 4, 2010 - June 24, 2010
J.H. DARBIE & CO., INC.
November 17, 2009 - February 22, 2010
SEABOARD SECURITIES, INC.
April 18, 2008 - December 11, 2009
THINKEQUITY LLC
November 13, 2007 - April 17, 2008
JOSEPH STEVENS & CO., INC.
June 21, 2006 - November 5, 2007
MERCER CAPITAL LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVENIR FINANCIAL GROUP
CRD#: 148490 / SEC#: , 8-68031
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
