Kyle J. Smith

POLYMATH FINANCIAL

Orlando, FL 32801

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CRD#: 5035179

Professional summary

Kyle Janice Smith, who also goes by Kyle Janice Sherman, is a registered financial advisor currently at POLYMATH FINANCIAL, LLC located in Orlando, Florida.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kyle has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle Janice Sherman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Janice Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2022 - Present

POLYMATH FINANCIAL, LLC

Office #1: 450 South Orange Ave 3rd Floor, Orlando, FL 32801

RIA

CRD#: 33856

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/2007

General Securities Principal Examination

Current Firm

POLYMATH FINANCIAL, LLC

CRD#: 317704 / SEC#: 801-123340

RIA

Registered Investment Advisory firm - (11/11/2022 Terminated)

Florida

Registered Investment Advisory firm - (11/4/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

450 South Orange Ave 3rd Floor, Orlando, FL 32801

Mailing Address

Phone number

(407) 492-9089

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 865,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle J. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Janice Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2006

Series 24

Date: 2/24/2007

Current Firm

POLYMATH FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POLYMATH FINANCIAL, LLC

TRUST BUT VERIFY

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