Kyle J. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Janice Smith, who also goes by Kyle Janice Sherman, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2006. Kyle had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2022 - July 30, 2026
POLYMATH FINANCIAL, LLC
December 5, 2019 - March 28, 2022
LPL FINANCIAL LLC
December 4, 2019 - March 28, 2022
LPL FINANCIAL LLC
February 17, 2015 - December 13, 2019
CETERA ADVISORS LLC
February 13, 2015 - December 13, 2019
CETERA ADVISORS LLC
July 9, 2013 - March 17, 2015
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
July 8, 2013 - March 17, 2015
CAPITAL GUARDIAN, LLC
January 29, 2009 - June 3, 2013
BB&T INVESTMENT SERVICES, INC.
January 28, 2009 - June 3, 2013
BB&T INVESTMENT SERVICES, INC.
November 6, 2006 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
March 14, 2006 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLYMATH FINANCIAL, LLC
CRD#: 317704 / SEC#: 801-123340
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 865,578 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
