Tomer Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tomer Cohen, CFA was a registered financial professional .
Tomer is a previously registered financial professional and started their career in finance in 2007. Tomer had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2018 - August 3, 2021
LOCUST WALK SECURITIES, LLC
June 5, 2017 - May 1, 2018
FIVE ROADS CAPITAL MANAGEMENT, LLC
August 22, 2011 - September 4, 2013
GOLDMAN SACHS & CO. LLC
November 20, 2007 - August 21, 2009
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOCUST WALK SECURITIES, LLC
CRD#: 156174 / SEC#: , 8-68771
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
