Peggy M. Cotter
Professional summary
Peggy Marie Cotter, who also goes by Peggy Marie Caldecott, Peggy Marie Mannarino, is a registered financial advisor currently at AETERNUM ADVISORS located in Oceanside, California.
Peggy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Peggy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peggy Marie Cotter's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2018 - Present
AETERNUM ADVISORS
August 14, 2009 - March 5, 2018
QUEST CAPITAL STRATEGIES, INC.
April 30, 2008 - August 17, 2009
EVOLVE SECURITIES, INC.
December 14, 2005 - April 30, 2008
AFS BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/5/2018)
Exams
Current Firm
AETERNUM ADVISORS
CRD#: 285331 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 10,012,000 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 2/21/2017 |
Red Flags
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