Yiming Li
Professional summary
Yiming Li is a registered financial professional currently at JUMP TRADING, LLC located in New York, New York.
Yiming is registered as a RR (Registered Representative) and started their career in finance in 2005. Yiming has worked at 4 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yiming Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2025 - Present
JUMP TRADING, LLC
Office #1: 15 East 26th Street 3rd Floor, New York, NY 10010February 6, 2006 - February 17, 2015
JANE STREET MARKETS, LLC
December 21, 2005 - January 21, 2010
JANE STREET TRADING, LLC
December 21, 2005 - August 28, 2024
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/17/2013
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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