Tristan Williams Benoit
CIMA®Professional Summary
Tristan Williams Benoit, CIMA® is a registered financial advisor currently at VESTMARK ADVISORY SOLUTIONS, INC. located in Wakefield, Massachusetts. Tristan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Tristan has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
VESTMARK ADVISORY SOLUTIONS, INC. | VESTMARK MANAGER MARKETPLACE
Contact Information
Main Address
100 Quannapowitt Pkwy Suite 205, Wakefield, MA 01880Phone Number
(888) 355-0477# of Employees
33SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
84,069AUM (Assets Under Management)
$49,854,767,353Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
VESTMARK ADVISORY SOLUTIONS, INC. | VESTMARK MANAGER MARKETPLACE
State Registrations and Notice Filings
(2/9/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2005About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Tristan Williams Benoit's CRS (Customer Relationship Summary).
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