Tristan W. Benoit

VESTMARK ADVISORY SOLUTIONS

Wakefield, MA 01880

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CRD#: 5034436

Professional summary

Tristan Williams Benoit, CIMA® is a registered financial advisor currently at VESTMARK ADVISORY SOLUTIONS, INC. located in Wakefield, Massachusetts.

Tristan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Tristan has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan Williams Benoit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 9, 2024 - Present

VESTMARK ADVISORY SOLUTIONS, INC.

Office #1: 100 Quannapowitt Pkwy Suite 205, Wakefield, MA 01880

RIA

CRD#: 221518

Wakefield, MA

Past

April 11, 2007 - August 17, 2023

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

February 16, 2007 - August 17, 2023

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

November 13, 2006 - January 31, 2007

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

CAMBRIDGE, MA

Past

November 10, 2006 - January 31, 2007

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

PITTSBURGH, PA

Past

July 17, 2006 - January 31, 2007

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

October 7, 2005 - July 18, 2006

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTMARK ADVISORY SOLUTIONS, INC.

VESTMARK ADVISORY SOLUTIONS, INC. | VESTMARK MANAGER MARKETPLACE

CRD#: 221518 / SEC#: 801-114077

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

District of Columbia

Registered Investment Advisory firm - (10/3/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VESTMARK ADVISORY SOLUTIONS, INC.

VESTMARK ADVISORY SOLUTIONS, INC. | VESTMARK MANAGER MARKETPLACE

CRD#: 221518 / SEC#: 801-114077

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

District of Columbia

Registered Investment Advisory firm - (10/3/2018 Terminated)

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Contact information

Main Address

100 Quannapowitt Pkwy Suite 205, Wakefield, MA 01880

Mailing Address

Phone number

(888) 355-0477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTMARK ADVISORY SOLUTIONS FORM ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	32,047
AUM (Assets Under Management)	$ 10,019,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tristan W. Benoit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan Williams Benoit's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

QUASAR DISTRIBUTORS, LLC

Primary Firm SEC Registration

VESTMARK ADVISORY SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2006

Series 63

Date: 10/28/2005

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/6/2008

Series 6

Date: 10/6/2005

Current Firm

VESTMARK ADVISORY SOLUTIONS, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VESTMARK ADVISORY SOLUTIONS, INC.

TRUST BUT VERIFY

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