Tiffany S. Taylor

MISSIONSQUARE RETIREMENT

Cypress, TX

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CRD#: 5034422

Professional summary

Tiffany S Taylor, who also goes by Tiffany Stratton Stocker, Tiffany S Taylor, Tiffany Taylor, Tiffany Stocker Taylor, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Cypress, Texas and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.

Tiffany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Tiffany has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tiffany Stratton Stocker | Tiffany S Taylor | Tiffany Taylor | Tiffany Stocker Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME:MITCHELL AND MARONESO INSURANCE SERVICE INV REL: N ADD: THE FORT WORTH CLUB, FORT WORTH TX 76102 NATURE: INSURANCE CONTRACT, BEFORE I STARTED WITH MASSMUTUAL - IT WAS A ONE TIME ARRANGEMENT POSITION: NO ON GOING RELATIONSHIP START DATE: 1/1/09 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: ONE OFF SPLIT, NO ON GOING RELATIONSHIP. INTRODUCING CLIENT TO THE COMPANY AND RECEIVING TRAILS FOR THIS SALE. TIFFANY TAYLOR: N; ADD: 121 COUNTRYSIDE CT, SOUTHLAKE, TX 76092; NATURE: TRADITIONAL INSURANCE POS: AGENT START DATE:06/2005 NO.HR/MO:5-10; NO. HR/MO DURING SEC TRADING: 5-10; DUTIES: SALES AND SERVICE OF LIFE, FA, HEALTH, DI. BLONDE FAITH FIT: N; 109 HARRISON AVE, NEW CASTLE, TX; FITNESS PRODUCTS; DISTRIBUTOR; OCTOBER 2013;50 HOURS; ONLY 2 DURING TRADING HOURS; PROVIDING WELLNESS/FITNESS INFORMATION. BEACHBODY; 109 HARRISON AVE, NEW CASTLE, TX; FITNESS COACHING; JULY 2014; 10 PER MONTH, 2 DURING TRADING HOURS, DUTIES INCLUDE ACCOUNTABILITY WORKSHOPS/SEMINARS, COMMISSIONS THROUGH PRODUCT SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany S Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2025 - Present

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Cypress, TX

Current

June 6, 2025 - Present

MISSIONSQUARE INVESTMENT SERVICES

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

CRD#: 23189

Washington, DC

Past

July 11, 2023 - May 7, 2025

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Cypress, TX

Past

June 5, 2023 - May 7, 2025

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

November 20, 2009 - April 7, 2023

TRINITY PORTFOLIO ADVISORS, LLC

RIA

CRD#: 151721

SOUTHLAKE, TX

Past

January 28, 2009 - November 10, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FORT WORTH, TX

Past

January 28, 2009 - November 10, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

FORT WORTH, TX

Past

January 18, 2006 - January 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT WORTH, TX

Past

January 18, 2006 - January 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT WORTH, TX

Past

January 7, 2006 - February 1, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HURST, TX

Past

January 7, 2006 - February 1, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(6/7/2025)

IAR

Texas
(6/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/14/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/5/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/8/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

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Contact information

Main Address

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240

Mailing Address

Phone number

(202) 962-4600

Established

Firm type

Fiscal year end

# of Employees

599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUIDED PATHWAYS ADVISORY SERVICES (10/30/2025)

INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	58,580
AUM (Assets Under Management)	$ 5,959,398,729

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tiffany S. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany S Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE INVESTMENT SERVICES

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

TRINITY PORTFOLIO ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MISSIONSQUARE RETIREMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/2023

Series 66

Date: 11/1/2005

Series 7TO

Date: 6/5/2023

SIE

Date: 5/8/2023

Series 7

Date: 11/28/2005

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MISSIONSQUARE RETIREMENT

TRUST BUT VERIFY

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