Jordan M. Guynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Michael Guynn, CFP®, who also goes by Jordan M Guynn, Jordan Michael Guynn, Jordan Guynn, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 2006. Jordan had worked at 8 firms and has passed the Series 65, Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
February 11, 2019 - September 8, 2023
VANGUARD ADVISERS, INC.
February 11, 2019 - September 8, 2023
VANGUARD MARKETING CORPORATION
October 26, 2012 - January 25, 2019
WELLS FARGO CLEARING SERVICES, LLC
October 25, 2012 - January 25, 2019
WELLS FARGO CLEARING SERVICES, LLC
March 14, 2012 - October 22, 2012
EAGLE STRATEGIES LLC
February 19, 2009 - October 22, 2012
NYLIFE SECURITIES LLC
October 30, 2007 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2007 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2007 - November 1, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 20, 2006 - May 1, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
