Matthew R. Weis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ryan Weis was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2016 - November 18, 2016
PMA SECURITIES, LLC
February 28, 2011 - March 14, 2016
FIFTH THIRD SECURITIES, INC.
February 28, 2011 - March 14, 2016
FIFTH THIRD SECURITIES, INC.
February 9, 2007 - February 18, 2011
UBS FINANCIAL SERVICES INC.
February 9, 2007 - February 18, 2011
UBS FINANCIAL SERVICES INC.
June 12, 2006 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
March 3, 2006 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PMA SECURITIES, LLC
CRD#: 30397 / SEC#: , 8-44905
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
