Brett A. Friedman

D&S WEALTH MANAGEMENT GROUP

North Potomac, MD

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CRD#: 5033484

Professional summary

Brett Adam Friedman, CFP®, who also goes by Brett A Friedman, is a registered financial advisor currently at D&S WEALTH MANAGEMENT GROUP located in North Potomac, Maryland.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brett has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett A Friedman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DELEON AND STANG, CPA'S AND ADVISORS; NOT INVESTMENT RELATED; 150 East St Suite 103, Frederick, MD 21701; ACCOUNTING; CHIEF GROWTH & STRATEGY OFFICER; 1/18/2006; 75 HRS/MONTH; 2 HRS. DURING TRADING HOURS; WORK WITH INDIVIDUALS AND COMPANIES FOR TAX AND AUDITING PURPOSES 2) D&S INSURANCE SOLUTIONS, LLC; NOT INVESTMENT RELATED; 12008 WINESAP TER., NORTH POTOMAC, MD; INSURANCY AGENCY; MANAGING MEMBER & INSURANCE AGENT; 07/19/2022; 25 HRS/MONTH; 1 HR DURING TRADING HOURS; INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Adam Friedman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 145064

GAITHERSBURG, MD

Past

July 16, 2007 - November 13, 2009

LPL FINANCIAL LLC

CRD#: 6413

GAITHERSBURG, MD

Past

September 11, 2006 - April 23, 2007

NEW ENGLAND SECURITIES

CRD#: 615

BETHESDA, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/20/2022)

IAR

Texas
(3/10/2023)

IAR

Virginia
(2/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

D&S WEALTH MANAGEMENT GROUP

D&S WEALTH MANAGEMENT GROUP | D&S WEALTH MANAGEMENT GROUP, LLC

CRD#: 323020 / SEC#:

Maryland

Registered Investment Advisory firm - (9/20/2022 Approved)

Texas

Registered Investment Advisory firm - (3/2/2023 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/15/2023 Approved)

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Contact information

Main Address

North Potomac, MD

Mailing Address

Phone number

(301) 881-5331

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 49,754,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brett A. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Adam Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK INVESTMENT ADVISORS, INC.

NORTHWEST FINANCIAL GROUP LLC

LPL FINANCIAL LLC

NORTHWEST FINANCIAL GROUP LLC

LPL FINANCIAL LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2008

Series 63

Date: 10/6/2006

Series 7

Date: 11/13/2007

Series 6

Date: 9/8/2006

Current Firm

D&S WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

D&S WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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