Brett A. Friedman
Professional summary
Brett Adam Friedman, CFP®, who also goes by Brett A Friedman, is a registered financial advisor currently at D&S WEALTH MANAGEMENT GROUP located in North Potomac, Maryland.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brett has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brett Adam Friedman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
September 20, 2022 - Present
D&S WEALTH MANAGEMENT GROUP
November 12, 2009 - January 18, 2023
PEAK INVESTMENT ADVISORS, INC.
October 15, 2008 - November 16, 2009
NORTHWEST FINANCIAL GROUP LLC
May 20, 2008 - November 13, 2009
LPL FINANCIAL LLC
March 19, 2008 - November 16, 2009
NORTHWEST FINANCIAL GROUP LLC
July 16, 2007 - November 13, 2009
LPL FINANCIAL LLC
September 11, 2006 - April 23, 2007
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/20/2022)
(3/10/2023)
(2/15/2023)
Exams
Current Firm
D&S WEALTH MANAGEMENT GROUP
CRD#: 323020 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 141 |
| AUM (Assets Under Management) | $ 52,117,561 |
Red Flags
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