Jeffrey P. Ayers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Paul Ayers, who also goes by Jeff Ayers, Jeffrey P Ayers, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2016 - August 21, 2017
MORGAN STANLEY
August 17, 2016 - August 21, 2017
MORGAN STANLEY
December 15, 2015 - June 7, 2016
PRINCIPAL SECURITIES, INC.
December 2, 2015 - June 7, 2016
PRINCIPAL SECURITIES, INC.
April 29, 2015 - September 10, 2015
FSC SECURITIES CORPORATION
April 7, 2015 - September 10, 2015
FSC SECURITIES CORPORATION
November 11, 2013 - March 23, 2015
USAA FINANCIAL PLANNING SERVICES
November 11, 2013 - March 23, 2015
USAA FINANCIAL ADVISORS, INC.
November 21, 2011 - June 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 2011 - June 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2011 - October 18, 2011
ALAMO ASSET ADVISORS
July 20, 2011 - October 18, 2011
WFG INVESTMENTS, INC.
March 14, 2011 - April 21, 2011
USAA FINANCIAL ADVISORS, INC.
September 24, 2009 - January 26, 2010
SCF PRIVATE WEALTH HOLDINGS, LLC
August 17, 2009 - September 29, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 17, 2009 - February 10, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 8, 2009 - May 19, 2009
ALPHASOURCE INVESTMENT COUNSEL, INC
April 2, 2009 - May 15, 2009
NEXT FINANCIAL GROUP, INC.
April 2, 2009 - May 15, 2009
NEXT FINANCIAL GROUP, INC.
February 25, 2008 - April 9, 2009
PNC MANAGED ACCOUNT SOLUTIONS, INC.
December 7, 2005 - February 2, 2009
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
