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Robert Arnold

GRAYTON BEACH CAPITAL
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 5033318
RA

Professional summary

Robert Arnold, who also goes by Robert Joseph Arnold, is a registered financial advisor currently at GRAYTON BEACH CAPITAL, LLC located in Miami, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 79, Series 17 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Joseph Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Arnold's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 21, 2022 - Present

GRAYTON BEACH CAPITAL, LLC

Office #1: 1221 Brickell Ave, Suite 900, Miami, FL 33131
RIA
CRD#: 317626
MIAMI, FL
Past

July 12, 2018 - September 4, 2018

SMEAD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 173734
NEW YORK, NY
Past

August 28, 2014 - August 3, 2016

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

March 14, 2008 - May 7, 2014

AVM, L.P.

BD
CRD#: 16710
BOCA RATON, FL
Past

November 14, 2005 - March 17, 2008

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/4/2022)
IAR
Illinois
(5/17/2024)
IAR
Texas
(12/1/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/17/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/19/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 11/2/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 79
Date: 9/16/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 17
Date: 11/12/2005
Limited Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/16/2016
General Securities Principal Examination

Current Firm

GB
GRAYTON BEACH CAPITAL, LLC
GRAYTON BEACH CAPITAL, LLC

CRD#: 317626 / SEC#:

Florida
Registered Investment Advisory firm - (11/4/2022 Approved)
Georgia
Registered Investment Advisory firm - (12/22/2025 Terminated)
Illinois
Registered Investment Advisory firm - (5/16/2024 Approved)
New York
Registered Investment Advisory firm - (12/4/2025 Terminated)
Ohio
Registered Investment Advisory firm - (12/5/2025 Terminated)
South Carolina
Registered Investment Advisory firm - (12/4/2025 Terminated)
Texas
Registered Investment Advisory firm - (12/1/2022 Approved)
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Contact information

Main Address
1221 Brickell Ave, Suite 900, Miami, FL 33131
Mailing Address
Phone number
(561) 928-1942
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 27,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRAYTON BEACH CAPITAL, LLC

CRD#: 317626Miami, FL 33131

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