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Robert Arnold

GRAYTON BEACH CAPITAL
MIAMI, FL
·CRD# 5033318·21 years experience

Professional Summary

Robert Arnold, who also goes by Robert Joseph Arnold, is a registered financial advisor currently at GRAYTON BEACH CAPITAL, LLC located in Miami, Florida. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 79, Series 17 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Joseph Arnold

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

GRAYTON BEACH CAPITAL, LLC·CRD# 317626
RIA
1221 Brickell Ave, Suite 900, Miami, FL 33131
January 21, 2022 - Present
SMEAD FUNDS DISTRIBUTORS, LLC·CRD# 173734
BD
New York, NY
July 12, 2018 - September 4, 2018
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
August 28, 2014 - August 3, 2016
AVM, L.P.·CRD# 16710
BD
Boca Raton, FL
March 14, 2008 - May 7, 2014
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
November 14, 2005 - March 17, 2008

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Current Firm

GB
GRAYTON BEACH CAPITAL, LLC

GRAYTON BEACH CAPITAL, LLC

CRD#: 317626
Florida
Registered Investment Advisory firm - Florida (11/4/2022 Approved)
Georgia
Registered Investment Advisory firm - Georgia (12/22/2025 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (5/16/2024 Approved)
New York
Registered Investment Advisory firm - New York (12/4/2025 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (12/5/2025 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (12/4/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/1/2022 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1221 Brickell Ave, Suite 900, Miami, FL 33131

Phone Number

(561) 928-1942

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$28,400

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Walton County Board of Commissioners; Investment-Related: No; Location: 842 State Highway 20 E Suite 110 Freeport FL 32439 US; Description: Walton County Planning & Development Services Phone: 850-267-1955; Position Title: Planning and Zoning commissioner; Responsibilities Duties: Appointed to review commercial development projects presented by developers and their technical teams involving land use change and commercial construction.; Start date: 2022-04-11; Hours per month during trading hours: 0; Hours per month outside trading hours: 5.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(11/4/2022)
IAR
Illinois
(5/17/2024)
IAR
Texas
(12/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2015About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 2015About the Series 3 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2014About the Series 79 exam

Series 17 — Limited Registered Representative Examination

Passed Nov 2005

Series 24 — General Securities Principal Examination

Passed Apr 2016About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Arnold's CRS (Customer Relationship Summary).

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