Melvin J. Heath

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CRD#: 5033219

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melvin Joseph Heath, who also goes by Melvin Joseph Heart, was a registered financial professional .

Melvin is a previously registered financial professional and started their career in finance in 2005. Melvin had worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Melvin Joseph Heart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Melvin J Heath CPA PLC~'NIR'~22 Enterprise Parkway #160~ ~Hampton~VA~23666~Tax Preparation/Accounting~Owner/Sole Proprietor~7/1995~50hrs~25hrs~I oversee daily operations and provide accounting, bookkeeping and tax preparation assistance

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2019 - November 11, 2022

COLONIAL RIVER WEALTH MANAGEMENT LLC

RIA

CRD#: 284839

MIDLOTHIAN, VA

Past

November 22, 2016 - April 29, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Hampton, VA

Past

March 7, 2008 - October 8, 2009

MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028

NEWPORT NEWS, VA

Past

December 12, 2005 - February 15, 2008

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

NEWPORT NEWS, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLONIAL RIVER WEALTH MANAGEMENT LLC

CRD#: 284839 / SEC#: 801-113243

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Virginia

Registered Investment Advisory firm - (8/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/9/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLONIAL RIVER WEALTH MANAGEMENT LLC

CRD#: 284839 / SEC#: 801-113243

RIA

Registered Investment Advisory firm - (5/14/2018 Approved)

Virginia

Registered Investment Advisory firm - (8/29/2018 Terminated)

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Contact information

Main Address

340 Browns Hill Court, Midlothian, VA 23114

Mailing Address

Phone number

(804) 335-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLONIAL RIVER DISCLOSURE BROCHURE AND WRAP FEE PROGRAM BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	1,524
AUM (Assets Under Management)	$ 339,836,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melvin J. Heath

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COLONIAL RIVER WEALTH MANAGEMENT LLC

AVANTAX ADVISORY SERVICES

MICG INVESTMENT MANAGEMENT, LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

COLONIAL RIVER WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/2005

Series 6

Date: 12/9/2005

Current Firm

COLONIAL RIVER WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLONIAL RIVER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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