Jason Brahim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Brahim, CFP®, who also goes by Jason Paul Brahim, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2005. Jason had worked at 6 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2020 - January 7, 2026
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
March 3, 2020 - January 7, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
March 2, 2020 - June 30, 2025
LPL FINANCIAL LLC
October 15, 2012 - March 6, 2020
BPU INVESTMENT MANAGEMENT INC.
October 15, 2012 - March 6, 2020
BPU INVESTMENT MANAGEMENT INC.
May 9, 2011 - October 25, 2011
CHASE INVESTMENT SERVICES CORP.
April 29, 2011 - October 25, 2011
CHASE INVESTMENT SERVICES CORP.
March 13, 2009 - May 14, 2010
BPU INVESTMENT MANAGEMENT INC.
April 10, 2008 - May 14, 2010
BPU INVESTMENT MANAGEMENT INC.
October 11, 2005 - July 13, 2006
EDGEWOOD SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Vice President, Financial AdvisorCRD#: 130139TRUST BUT VERIFY
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