Josh M. Label
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josh Michael Label was a registered financial professional .
Josh is a previously registered financial professional and started their career in finance in 2005. Josh had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2019 - April 1, 2020
VITA INTELLECTUS, LLC
October 14, 2011 - December 31, 2018
VITA INTELLECTUS, LLC
September 6, 2006 - October 26, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
August 25, 2006 - October 26, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
October 11, 2005 - August 11, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VITA INTELLECTUS, LLC
CRD#: 159164 / SEC#: 801-113439
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
