Bryan S. Landry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Stephen Landry, who also goes by Bryan Landry, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2005. Bryan had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2016 - June 22, 2018
SUMMIT FINANCIAL RESOURCES INC
October 3, 2016 - June 22, 2018
SUMMIT EQUITIES, INC.
September 30, 2016 - June 22, 2018
SUMMIT EQUITIES, INC.
March 11, 2014 - March 7, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 24, 2009 - March 7, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 24, 2006 - February 5, 2008
REDI GLOBAL TECHNOLOGIES LLC
September 23, 2005 - September 18, 2006
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 1/17/2007
NYSE Trading Assistant ExaminationCurrent Firm
SUMMIT FINANCIAL RESOURCES INC
CRD#: 104990 / SEC#: 801-18223
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
