Daniel J. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Jay Solomon was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2005. Daniel had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2016 - December 7, 2016
BLUE MOON WEALTH ADVISORY, LLC.
September 25, 2013 - January 15, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 25, 2013 - January 15, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 30, 2012 - August 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2012 - August 19, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 6, 2007 - July 23, 2012
MSI FINANCIAL SERVICES, INC.
November 2, 2007 - July 23, 2012
MSI FINANCIAL SERVICES, INC.
January 20, 2006 - November 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 14, 2005 - November 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLUE MOON WEALTH ADVISORY, LLC.
CRD#: 171597 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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