Gerald E. Newman

HAMILTON WEALTH

ENCINO, CA 91436

Some features on this profile are disabled

CRD#: 5032301

Professional summary

Gerald Edwin Newman, CFP® is a registered financial advisor currently at HAMILTON WEALTH, LLC located in Encino, California.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gerald has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Licensed Insurance Agent; NIR; 16000 Ventura Blvd., Suite 405, Encino, CA 91436; Insurance; 09/06/18; 8 hours per month devoted to this OBA; Duties include providing insurance quotes, proposals, projections, submit insurance applications to insurance companies;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Edwin Newman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

September 7, 2017 - Present

HAMILTON WEALTH, LLC

Office #1: 16000 Ventura Boulevard, Suite 405, Encino, CA 91436

RIA

CRD#: 289462

ENCINO, CA

Past

January 7, 2016 - September 18, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ENCINO, CA

Past

December 21, 2015 - September 18, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ENCINO, CA

Past

July 24, 2009 - December 23, 2015

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

TAMPA, FL

Past

July 6, 2009 - December 23, 2015

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

TAMPA, FL

Past

December 9, 2005 - July 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

November 10, 2005 - July 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMILTON WEALTH, LLC

HAMILTON INVESTMENT GROUP | HAMILTON WEALTH, LLC

CRD#: 289462 / SEC#: 801-111079

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/7/2017)

IAR

Texas
(3/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2016

General Securities Principal Examination

Current Firm

HAMILTON WEALTH, LLC

HAMILTON INVESTMENT GROUP | HAMILTON WEALTH, LLC

CRD#: 289462 / SEC#: 801-111079

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10960 Wilshire Blvd Suite 820, Los Angeles, CA 90024

Mailing Address

Phone number

(747) 208-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	860
AUM (Assets Under Management)	$ 553,713,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gerald E. Newman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Edwin Newman's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HAMILTON WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2005

SIE

Date: 9/18/2017

Series 7

Date: 11/9/2005

Series 24

Date: 5/16/2016

Current Firm

HAMILTON WEALTH, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

HAMILTON WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors