John Patrick Kane
Professional Summary
John Patrick Kane is a registered financial advisor currently at ANCORA ADVISORS LLC located in Mayfield Heights, Ohio and INVERNESS SECURITIES, LLC located in Cleveland, Ohio. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
ANCORA | NONE | ANCORA ADVISORS LLC
Contact Information
Main Address
6060 Parkland Boulevard Suite 200, Mayfield Heights, OH 44124Phone Number
(216) 825-4000# of Employees
46SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
307AUM (Assets Under Management)
$4,614,815,571Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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KEY INVESTMENT SERVICES LLC
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Primary Firm SEC Registration
ANCORA | NONE | ANCORA ADVISORS LLC
State Registrations and Notice Filings
(8/4/2011)
(11/3/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Kane's CRS (Customer Relationship Summary).
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