Courtney L. Clarke

PTMA INVESTMENT ADVISORS

West Des Moines, IA 50266

Some features on this profile are disabled

CRD#: 5032027

Professional summary

Courtney Lynn Clarke, who also goes by Courtney Lynn Martin, is a registered financial advisor currently at PTMA INVESTMENT ADVISORS located in West Des Moines, Iowa.

Courtney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Courtney has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Courtney Lynn Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity: City of Waukee Address: 230 W. Hickman Rd, Waukee, Iowa 50263 Nature: Government Entity Investment-Related: No Position/Title: Mayor Start Date: 1/1/20 Hours / Month: 50 Hours/Trading Day: 8 per month Duties: Oversight of city leadership, liaising with other city governments and state legislative bodies Entity: Iowa Child Advocacy Board Address: 321 East 12th Street, 4th Floor Lucas Building, Des Moines, Iowa 50319 Nature: State-run volunteer organization advocating for protection of Iowa's children in child welfare system Investment-Related: No Position/Title: Board Member Start Date: 05/2017 Hours / Month: 2 Hours/Trading Day: None Duties: Oversight

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Lynn Clarke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2020 - Present

PTMA INVESTMENT ADVISORS

Office #1: 1415 28th Street Suite 160, West Des Moines, IA 50266

RIA

CRD#: 301973

West Des Moines, IA

Past

October 11, 2005 - January 12, 2006

AMCORE INVESTMENT SERVICES, INC

CRD#: 27708

ROCKFORD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PTMA INVESTMENT ADVISORS

PMA ASSET MANAGEMENT, LLC | PTMA INVESTMENT ADVISORS | PRUDENT MAN ADVISORS, LLC

CRD#: 301973 / SEC#: 801-115313

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/10/2005

General Securities Representative Examination

Current Firm

PTMA INVESTMENT ADVISORS

PMA ASSET MANAGEMENT, LLC | PTMA INVESTMENT ADVISORS | PRUDENT MAN ADVISORS, LLC

CRD#: 301973 / SEC#: 801-115313

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2135 Citygate Lane 7th Floor, Naperville, IL 60563

Mailing Address

Phone number

(630) 657-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMA ASSET MANAGEMENT PART 2A 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	504
AUM (Assets Under Management)	$ 27,791,353,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rajpreet Sangha

PRINCIPAL SECURITIES, INC.

IAR

Tracy, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Courtney L. Clarke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Lynn Clarke's CRS (Customer Relationship Summary).

Certified licenses

Experience

PTMA INVESTMENT ADVISORS

AMCORE INVESTMENT SERVICES, INC

Primary Firm SEC Registration

PTMA INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2020

Series 7

Date: 10/10/2005

Current Firm

PTMA INVESTMENT ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PTMA INVESTMENT ADVISORS

TRUST BUT VERIFY

Similar Advisors