Daniel M. Charbonneau
Professional summary
Daniel Marc Charbonneau, who also goes by Dan Marc Charbonneau, Dan Charbonneau, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Excelsior, Minnesota.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Marc Charbonneau's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2015 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 21350 Highway 7, Excelsior, MN 55331-7200September 28, 2011 - April 15, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
November 11, 2005 - February 26, 2010
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2015)
(7/10/2019)
(11/29/2021)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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