Derek R. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Richard Gordon, who also goes by Derek R. Gordon, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 2005. Derek had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2013 - December 31, 2015
B2 CAPITAL MANAGEMENT, LLC
June 4, 2007 - December 3, 2010
VALMARK ADVISERS, INC.
June 1, 2007 - December 3, 2010
VALMARK SECURITIES, INC.
December 13, 2005 - June 8, 2007
EQUITABLE ADVISORS, LLC
October 13, 2005 - June 8, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
B2 CAPITAL MANAGEMENT, LLC
CRD#: 167848 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
