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Derek Richard Gordon

CRD# 5031995·Registered 2005 - 2015
Previously Registered: Being a previously registered professional could mean that Derek is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Derek Richard Gordon, who also goes by Derek R. Gordon, was a registered financial advisor. Derek was a previously registered financial advisor and started their career in finance 2005 - 2015. Derek had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Derek R. Gordon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

B2 CAPITAL MANAGEMENT, LLC·CRD# 167848
RIA
Bloomington, IL
July 29, 2013 - December 31, 2015
VALMARK ADVISERS, INC.·CRD# 108050
RIA
Bloomington, IL
June 4, 2007 - December 3, 2010
VALMARK SECURITIES, INC.·CRD# 31243
BD
Bloomington, IL
June 1, 2007 - December 3, 2010
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Bloomington, IL
December 13, 2005 - June 8, 2007
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Bloomington, IL
October 13, 2005 - June 8, 2007

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Current Firm

BC
B2 CAPITAL MANAGEMENT, LLC

B2 CAPITAL MANAGEMENT, LLC

CRD#: 167848

Contact Information

Main Address

807 Arcadia Drive, Suite A4, Bloomington, IL 61704

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2005About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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DG
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