TP
Timothy E. Price
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CRD#: 5031982
TP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Evan Price was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2016. Timothy had worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.RAYMOND JAMES LTD("RJL"),REGISTERED INVESTMENT DEALER W/IIROC,IS CDN AFFIL &PARENT COMPANY OF RAYMOND JAMES(USA)LTD. THE BUSINESS IS INVESTMENT RELATED. TIM PRICE-1000 DE LA GAUCHETIERE W,STE 2600 MONTREAL QC. EMPLOYED OCT 1,2016. FULL TIME EMPLOYEE/AGENT-TITLE WITH RJL IS "FINANCIAL ADVISOR". DEVOTES 160 HRS MONTH TO THIS BUSINESS DURING BUSINESS&TRADING HRS. JOB DUTIES:SALES,DIRECTOR & PORTFOLIO MANAGEMENT. 2.RAYMOND JAMES COUNSEL LTD. ("RJIC") IS A WHOLLY OWNED SUBSIDIARY OF RJL. THE BUSINESS IS INVESTMENT RELATED. TIM PRICE IS LOCATED AT 2600-1000 DE LA GAUCHETIERE W, MONTREAL, QUEBEC. DIRECTOR SINCE DEC 2, 2016. DEVOTES 0.15 HRS MONTH OUTSIDE BUSINESS&TRADING HRS. MEMBER OF BOARD OF DIRECTORS . 3.ILS PROPERTY&CASUALTY REINSUR LTD IS INVESTMENT RELATED. LOCATED 19 PAR-LA-VILLE ROAD HAMILTON BERMUDA. WHOLLY OWNED SUB OF ILS INVESTMENT MGMT GROUP LTD.& PART OF ARMOUR GROUP OF COMPANIES.BERMUDA BASED REINSURANCE COMPANY. START MARCH 16, 2016. POSITION:DIRECTOR. DEVOTES 0.5 HRS MONTH. MEMBER OF BOARD OF DIRECTORS. 5.BLACK WATCH ROYAL HYLANDERS REGIMENT OF CANADA 2067 BLEURY ST MONTREAL QC IS NOT INVESTMENT RELATED. NON PROFIT REGIMENTAL ADVISORY BOARD. POSTION/TITLE-MEMBER OF BOARD OF DIRECTORS-DIRECTOR.START 2016. DEVOTES 0.5 HRS MONTH OUTSIDE TRADING HOURS. 6.DRUMMOND FOUNDATION IS NOT INVESTMENT RELATED LOCATED-1350 SHERBROOKE ST W,STE 1201,MONTREAL QC. PRIVATE FOUNDATION DEDICATED TO HELP IMPROVE QUALITY OF LIFE FOR SOCIALLY,MENTALLY,PHYSICALLY DISADVANTAGED INDIVIDUALS& THEIR FAMILIES. POSITION DIRECTOR&TREASURER-MEMBER OF THE BOARD OF DIRECTORS APRIL 14,2014. DEVOTES 0.20 HRS MONTH. 8.ELIZABETH GREENSHIELDS FOUNDATION 1814 SHERBROOKE ST W, MONTREAL QC IS NOT INVESTMENT RELATED. PROVIDES FINANCIAL SUPPORT FOR THE DEVELOP OF ARTISTS OF GENUINE DISTINCTION IN THEIR FIELD. POSITION:DIRECTOR -MEMBER OF THE BOARD OF DIRECTORS MARCH 26,2015.DEVOTES 3HRS/MONTH. 10.JOHN BAKER FELLOWES FAMILY FOUNDATION NOT INVESTMENT RELATED-1350 SHERBROOKE ST W,STE 1201 MONTREAL QC.PRIVATE CHARITABLE FOUNDATION.POSITION:DIRECTOR&PRES-MEMBER BOARD OF DIRECTORS-2016. DEVOTES 0.25 HRS MONTH. 11.MONTREAL CHILDREN'S HOSPITAL FOUNDATION located at -1 PLACE ALEXIS NIHON,1420-3400,BLVD DE MAISONNEUVE O,MONREAL QC.NOT INVESTMENT RELATED.MISSION TO SUPPORT EXCELLENCE IN CARE AT MONTREAL CHILDREN'S HOSPITAL. PUBLIC CHARITY. POSITION member of the committee. He has also been appointed to the Honorary Council of the MCHF. This is purely honorary and recognition of long service Chair OF THE HOSPITAL FOUNDATION INVESTMENT COMMITTEE- STARTED November 21 2019.DEVOTES 1 HR MONTH. 12.ARMOUR RE LTD- 19 PAR-LA-VILLE ROAD, HAMILTON, HMII BERMUDA- NOT INVESTMENT RELATED- BERMUDA BASED REINSURANCE COMPANY-MEMBER OF THE BOARD DIRECTORS-STARTED DECEMBER 07, 2017. DEVOTES 0.3 HOURS A WEEK. 13 Hydro Westmount -995 Glen Road, Westmont Quebec Canada- Member of the Hydro Westmount Governance Committee, an advisory body to consult on the strategies, priorities the activities of the local power utility in my municipality , No signing authority- Started June 23, 2021- Devotes 0.15 hours a week.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 29, 2016 - December 22, 2023
RAYMOND JAMES (USA) LTD.
RIA
CRD#: 25853
Montreal,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
165
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 3,811 |
| AUM (Assets Under Management) | $ 1,544,291,655 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
