John Burkey
Professional summary
John Burkey, who also goes by John P Burkey, John Philip Burkey, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Burkey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2021 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202October 10, 2019 - February 22, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
December 26, 2017 - February 25, 2021
QUASAR DISTRIBUTORS, LLC
July 5, 2017 - August 8, 2017
PACER FINANCIAL, INC.
May 25, 2016 - May 25, 2017
NEXPOINT SECURITIES, INC.
January 5, 2010 - May 20, 2016
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 5, 2010 - May 20, 2016
DELAWARE DISTRIBUTORS, L.P.
September 25, 2007 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 5, 2007 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 9, 2005 - August 15, 2007
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2021)
(4/28/2021)
(4/28/2021)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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