Joseph Adelbert Ligaya
STRATEGIC ADVISERS LLC | Financial Consultant
GLENVIEW, IL
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CRD#: 5031663
Professional summary
Joseph Adelbert Ligaya, who also goes by J Adelbert Ligaya, J. Adelbert Ligaya, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Glenview, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Highland Park, Illinois.
Joseph Adelbert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph Adelbert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 9 exams.
Biography
The economic landscape continues to evolve and understanding financial decisions can be increasingly complex. I place clients at the center of the wealth management process to understand who and what is most important. I'm committed to partnering with clients and harnessing Fidelity's capabilities so clients are empowered in making smart financial decisions for their families.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Adelbert Ligaya | J. Adelbert Ligaya
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-12947|OrgNmn:myself|Org Addr:Glenview,Illinois,US|OBA Nature:Cryptocurrency mining|Invst Rel:N|Title:none|Duties:none|StrtDt:08-06-19|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Adelbert Ligaya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Virginia Tech
Bachelor of Science (BS) - Industrial and Systems Engineering
1998
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1 Skokie Valley Road, Highland Park, IL 60035RIA
CRD#: 104555
GLENVIEW, IL
Current
February 21, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1 Skokie Valley Road, Highland Park, IL 60035BD
CRD#: 7784
Highland Park, IL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HIGHLAND PARK, IL
Past
December 23, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HIGHLAND PARK, IL
Past
October 23, 2009 - June 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OAK BROOK, IL
Past
October 24, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
CHICAGO, IL
Past
March 4, 2008 - October 24, 2008
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
SKOKIE, IL
Past
January 8, 2008 - March 10, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CHICAGO, IL
Past
September 29, 2005 - April 25, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
WINNETKA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/3/2018)
RR
Arizona(2/21/2013)
RR
Arkansas(8/3/2018)
RR
California(6/26/2015)
RR
Colorado(8/3/2016)
RR
Connecticut(4/23/2020)
RR
Delaware(8/8/2020)
RR
District of Columbia(6/14/2023)
RR
Florida(2/21/2013)
RR
Georgia(2/12/2021)
RR
Illinois(2/21/2013)
IAR
Illinois(3/31/2025)
RR
Indiana(2/21/2013)
RR
Kansas(8/10/2017)
RR
Kentucky(6/29/2016)
RR
Maryland(3/2/2024)
RR
Massachusetts(8/3/2018)
RR
Michigan(4/23/2020)
RR
Minnesota(6/29/2016)
RR
Missouri(2/21/2020)
RR
Nevada(9/29/2023)
RR
New Hampshire(4/23/2020)
RR
New Jersey(4/23/2020)
RR
New York(4/23/2020)
RR
North Carolina(5/2/2017)
RR
Ohio(4/24/2020)
RR
Oregon(4/23/2020)
RR
Pennsylvania(4/23/2020)
RR
South Carolina(8/13/2021)
RR
Tennessee(11/21/2017)
RR
Texas(11/21/2017)
IAR
Texas(3/31/2025)
RR
Utah(10/8/2021)
RR
Virginia(8/3/2018)
RR
Washington(4/23/2020)
RR
Wisconsin(2/21/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Glenview, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
