XJ
Xiaowei Jiang
OCEANUS RESEARCH LLC
Short Hills, NJ 07078
Some features on this profile are disabled
CRD#: 5031600
XJ
Professional summary
Xiaowei Jiang, who also goes by Joseph Jiang, is a registered financial advisor currently at OCEANUS RESEARCH LLC located in Short Hills, New Jersey.
Xiaowei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Xiaowei has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Jiang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Xiaowei Jiang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2021 - Present
OCEANUS RESEARCH LLC
Office #1: 51 Jfk Parkway First Floor West, Short Hills, NJ 07078RIA
CRD#: 314649
Short Hills, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/2/2025)
IAR
New Jersey(11/8/2021)
IAR
New York(11/17/2021)
IAR
Texas(9/27/2024)
Current Firm
OR
OCEANUS RESEARCH LLC
OCEANUS RESEARCH LLC
CRD#: 314649 / SEC#:
Connecticut
Registered Investment Advisory firm - (1/2/2025 Approved)New Jersey
Registered Investment Advisory firm - (11/8/2021 Approved)New York
Registered Investment Advisory firm - (11/17/2021 Approved)Texas
Registered Investment Advisory firm - (9/27/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Jfk Parkway First Floor West, Short Hills, NJ 07078
Mailing Address
Phone number
(201) 253-9641
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 3,000,000 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| New Jersey | ERA - Withdrawn | 4/29/2021 |
| New York | ERA - Withdrawn | 4/29/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
