Colin P. Plunkett

HUNTER CAPITAL MANAGEMENT

Lombard, IL 60148

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CRD#: 5031423

Professional summary

Colin P Plunkett, who also goes by Colin Patrick Plunkett, is a registered financial advisor currently at HUNTER CAPITAL MANAGEMENT located in Lombard, Illinois.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Colin has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colin Patrick Plunkett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin P Plunkett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2026 - Present

HUNTER CAPITAL MANAGEMENT

Office #1: 377 E. Butterfield Road Suite 220, Lombard, IL 60148

RIA

CRD#: 309050

Lombard, IL

Past

January 12, 2021 - May 30, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAK BROOK, IL

Past

January 1, 2021 - May 30, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OAK BROOK, IL

Past

August 3, 2011 - May 9, 2016

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Past

July 25, 2011 - May 9, 2016

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

WHEATON, IL

Past

March 30, 2009 - December 22, 2010

LPL FINANCIAL LLC

CRD#: 6413

GLEN ELLYN, IL

Past

March 24, 2009 - December 22, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLEN ELLYN, IL

Past

December 8, 2005 - May 21, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAKBROOK, IL

Past

November 3, 2005 - May 21, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OAKBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUNTER CAPITAL MANAGEMENT

HUNTER CAPITAL MANAGEMENT | HUNTER PERKINS CAPITAL MANAGEMENT, LLC | HUNTER CAPITAL MANAGEMENT, LLC

CRD#: 309050 / SEC#: 801-118729

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

Illinois

Registered Investment Advisory firm - (4/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/30/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/28/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2005

General Securities Representative Examination

Current Firm

HUNTER CAPITAL MANAGEMENT

HUNTER CAPITAL MANAGEMENT | HUNTER PERKINS CAPITAL MANAGEMENT, LLC | HUNTER CAPITAL MANAGEMENT, LLC

CRD#: 309050 / SEC#: 801-118729

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

Illinois

Registered Investment Advisory firm - (4/15/2020 Terminated)

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Contact information

Main Address

377 E. Butterfield Road Suite 220, Lombard, IL 60148

Mailing Address

3629 Sacramento St., San Francisco, CA 94118

Phone number

(312) 341-9727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 HUNTER CAPITAL MANAGEMENT ADVISORY SERVICES BROCHURE (3/28/2025)

2025 HUNTER CAPITAL MANAGEMENT WRAP FEE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	470
AUM (Assets Under Management)	$ 1,020,776,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin P. Plunkett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin P Plunkett's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIRST TRUST PORTFOLIOS L.P.

FIRST TRUST ADVISORS LP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HUNTER CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2021

Series 7TO

Date: 12/30/2020

SIE

Date: 12/28/2020

Series 7

Date: 11/2/2005

Current Firm

HUNTER CAPITAL MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HUNTER CAPITAL MANAGEMENT

TRUST BUT VERIFY

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