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Eric Scott Horne

CFP®
ARC ELEMENT WEALTH DESIGN
PAPILLION, NE
·CRD# 5031285·21 years experience

Professional Summary

Eric Scott Horne, CFP®, who also goes by Eric Horne, is a registered financial advisor currently at ARC ELEMENT WEALTH DESIGN located in Papillion, Nebraska. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Eric has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Horne

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

21 years in the financial services industry

Current & Past Employments

ARC ELEMENT WEALTH DESIGN·CRD# 329935
RIA
Papillion, NE
May 6, 2024 - Present
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Omaha, NE
February 3, 2022 - May 15, 2024
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Omaha, NE
January 26, 2022 - May 15, 2024
TD AMERITRADE, INC.·CRD# 7870
RIA
Omaha, NE
February 22, 2008 - October 14, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Omaha, NE
February 22, 2008 - September 7, 2023
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
April 22, 2006 - May 15, 2024
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Bellevue, NE
October 7, 2005 - April 22, 2006

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Current Firm

AE
ARC ELEMENT WEALTH DESIGN

ARC ELEMENT WEALTH DESIGN | ESH HOLDINGS, LLC

CRD#: 329935
Nebraska
Registered Investment Advisory firm - Nebraska (4/12/2024 Approved)

Contact Information

Main Address

Papillion, NE

Phone Number

(402) 250-2280

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

63

AUM (Assets Under Management)

$29,544,625

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Outside Business:SDIP VB, LLC - AKA: Kingman Investment; Investment Related:Yes; Address of Outside Business:3875 S Jones, STE 101, Las Vegas, NV, 89103,; Nature of Outside Business:Real Estate Sales; Position:Investor; Start Date:8/22/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I serve no duty other than that as an investor in 3.571 membership units of the LLC Hobbyist Musician|Investment Related:No|I am a hobbyist musician and perform with other musicians. |Guitarist / hobbyist musician|2020-03-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|Hobby Musician

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Nebraska
(5/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Horne's CRS (Customer Relationship Summary).

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