Ellen J. Schmidt Grady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Jane Schmidt Grady, CFP®, who also goes by Ellen Schmidt Grady, Ellen Grady, Ellen Schmidt, Ellen J Schmidt Grady, Ellen Jane Schmidt Grady, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 2007. Ellen had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Rensselaer Polytechnic Institute
Master of Business Administration (MBA) - Finance
1993
University of Minnesota
Bachelor of Science - Science
1982
Experience
March 31, 2025 - August 6, 2025
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 9, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
August 7, 2012 - August 6, 2025
FIDELITY BROKERAGE SERVICES LLC
August 5, 2011 - July 12, 2012
MORGAN STANLEY
July 4, 2011 - July 12, 2012
MORGAN STANLEY
February 2, 2007 - July 20, 2007
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555TRUST BUT VERIFY
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