Parker C. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Parker Clayton Bennett, who also goes by Parker Bennett, was a registered financial professional .
Parker is a previously registered financial professional and started their career in finance in 2006. Parker had worked at 2 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - February 21, 2025
SALEM PARTNERS LLC
March 1, 2006 - November 17, 2006
EQUITABLE ADVISORS, LLC
February 16, 2006 - November 17, 2006
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALEM PARTNERS LLC
CRD#: 43363 / SEC#: , 8-50241
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
