William C. Bomar

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

Novato, CA 94949

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CRD#: 5030931

Professional summary

William Carl Bomar, who also goes by Bill Carl Bomar, is a registered financial advisor currently at ALPHA WEALTH MANAGEMENT AND PLANNING LLC located in Novato, California and LPL FINANCIAL LLC located in Novato, California.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Carl Bomar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 04/05/2016 - ALPHA WEALTH MANAGEMENT AND PLANNING LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ NOVATO, CA 2. 04/05/2016 - INSURANCE SALES/ NON-VARIABLE INSURANCE - ADMIN ONLY/ 12%/ NOVATO, CA. 3. 5/24/2016: Alpha Wealth Management and Planning LLC - DBA: (Hybrid) Alpha Wealth Management and Planning LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 2/2/2016 - Time Spent 100% - ADMIN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Carl Bomar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2016 - Present

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

Office #1: 350 Ignacio Blvd Suite 105, Novato, CA 94949

RIA

CRD#: 163917

Novato, CA

Current

April 5, 2016 - Present

LPL FINANCIAL LLC

Office #1: 350 Ignacio Blvd, Suite 105, Novato, CA 94949Office #2: 120 Stony Point Rd, Suite 215, Santa Rosa, CA 95401

RIA

CRD#: 6413

Novato, CA

Past

September 14, 2011 - December 31, 2015

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

NOVATO, CA

Past

September 13, 2011 - December 31, 2015

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

NOVATO, CA

Past

March 20, 2006 - September 15, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SANTA ROSA, CA

Past

December 15, 2005 - September 15, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SANTA ROSA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

CRD#: 163917 / SEC#: 801-108554

RIA

Registered Investment Advisory firm - (10/27/2016 Approved)

California

Registered Investment Advisory firm - (12/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/5/2016)

IAR

California
(4/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/18/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

CRD#: 163917 / SEC#: 801-108554

RIA

Registered Investment Advisory firm - (10/27/2016 Approved)

California

Registered Investment Advisory firm - (12/30/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2022 Terminated)

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Contact information

Main Address

350 Ignacio Blvd Suite 105, Novato, CA 94949

Mailing Address

Phone number

(415) 506-4569

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	1,411
AUM (Assets Under Management)	$ 355,865,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William C. Bomar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Carl Bomar's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PROTECTED INVESTORS OF AMERICA

PROTECTED INVESTORS OF AMERICA

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/18/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2005

FINRA

Current Firm

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

TRUST BUT VERIFY

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