Andres Rojas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andres Rojas, who also goes by Andy Rojas, was a registered financial professional .
Andres is a previously registered financial professional and started their career in finance in 2005. Andres had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2016 - December 31, 2023
OAKFORD PARK CAPITAL
May 31, 2013 - March 31, 2014
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
March 26, 2013 - March 31, 2014
INTERNATIONAL ASSETS ADVISORY, LLC
February 28, 2012 - September 26, 2012
TRUIST INVESTMENT SERVICES, INC.
October 21, 2011 - September 26, 2012
TRUIST INVESTMENT SERVICES, INC.
March 4, 2009 - November 17, 2011
M&I FINANCIAL ADVISORS, INC
December 15, 2005 - February 21, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAKFORD PARK CAPITAL
CRD#: 226678 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
