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RP

Richard H. Park

PERFORMANCE TRUST CAPITAL PARTNERS
WALDWICK, NJ
Some features on this profile are disabled
CRD#: 5030755
RP

Professional summary

Richard Hanbin Park, who also goes by Rich Park, Richard H Park, Richard Park, is a registered financial professional currently at PERFORMANCE TRUST CAPITAL PARTNERS, LLC located in Waldwick, New Jersey.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2005. Richard has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rich Park | Richard H Park | Richard Park

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Hanbin Park's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2013 - Present

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
WALDWICK, NJ
Past

December 13, 2012 - March 7, 2013

PIERPONT CAPITAL ADVISORS LLC

BD
CRD#: 108424
NEW YORK, NY
Past

December 13, 2012 - July 17, 2013

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
STAMFORD, CT
Past

July 2, 2012 - September 20, 2012

VIRTU AMERICAS LLC

BD
CRD#: 149823
GREENWICH, CT
Past

September 21, 2010 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
GREENWICH, CT
Past

September 1, 2010 - January 3, 2011

KNIGHT LIBERTAS LLC

BD
CRD#: 124790
GREENWICH, CT
Past

May 1, 2006 - July 1, 2010

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

October 18, 2005 - April 24, 2006

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/4/2019)
RR
Illinois
(7/31/2013)
RR
New Jersey
(1/4/2019)
RR
New York
(6/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/3/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/10/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

PT
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
BETZOLD RESEARCH AND TRADING, INC. | PT CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, LLC | PERFORMANCE TRUST CAPITAL PARTNERS, INC. | BETZOLD, BERG, NUSSBAUM & HEITMAN, INC. | BETZOLD, BERG & NUSSBAUM, INC. | BETZOLD, BERG & ASSOCIATES, INC.

CRD#: 36155 / SEC#: 801-72427, 8-47035

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
500 W. Madison Suite 450, Chicago, IL 60661
Mailing Address
500 W. Madison Suite 450, Chicago, IL 60661
Phone number
(312) 521-1452
Established
Illinois since 10/06/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
357

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PTCP - FORM ADV PART 2 (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
PT FINANCIAL COMPANIES, LLCMANAGING MEMBER
BERG, RICHARD SCOTTBOARD MEMBER1077170
BROWN, ERIC PAULPRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER4213450
BURESH, ADAM COULTERBOARD MEMBER5216617
DOCHERTY, JENNIFER ANNCORPORATE SECRETARY4587223
DONOVAN, TRACIGENERAL COUNSEL5694928
GAZDA, RYAN MCHIEF FINANCIAL OFFICER4230980
GRAHAM, RICHARD WARWICK JRPARTNER AND MANAGING DIRECTOR, BOARD MEMBER5836195
JOHNSON, CRAIG STEPHENMANAGING DIRECTOR - TRADE DESK2339510
JOHNSON, ZACHARY ROBERTBOARD MEMBER5192352
LEIBFRIED, BRIAN KEITHMANAGING DIRECTOR, BOARD MEMBER4438951
LOVE, KRISTIN MCCO & COO4370951
SALUTRIC, DAVID RAYMONDHEAD OF CIA6146435
SHAH, CHIRAGCEO AND PRESIDENT / BOARD MEMBER4838599

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 301,689,867

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155Waldwick, NJ

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