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RC

Robert I. Cohne

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CRD#: 50307
RC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Ivan Cohne, who also goes by Bob Cohne, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 4 firms and has passed the Series 63 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bob Cohne

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 3, 1989 - April 27, 1990

ALLIED GROUP SECURITIES CORPORATION

BD
CRD#: 3638
Past

June 2, 1986 - September 27, 1988

WARREN & BROWN ASSOCIATES, INC.

BD
CRD#: 13410
Past

October 10, 1974 - January 9, 1975

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
Past

July 21, 1971 - May 22, 1986

NEW ENGLAND SECURITIES

BD
CRD#: 615

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/29/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 7/16/1971
Registered Representative Examination

Current Firm


AG
ALLIED GROUP SECURITIES CORPORATION
AID SECURITIES CORPORATION | UNITED FINANCIAL CORPORATION | ALLIED GROUP SECURITIES CORPORATION

CRD#: 3638 / SEC#: , 8-14137

BD
Terminated by FINRA on 12/31/1990
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Contact information


Main Address
Mailing Address
Phone number
Established
Iowa since 08/30/1968
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLIED GROUP SECURITIES CORPORATION

CRD#: 3638

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