Katherine Elise - Millner Baskind
Professional Summary
Katherine Elise - Millner Baskind, who also goes by Katherine Elise Millner, Katherine Millner, was a registered financial advisor. Katherine was a previously registered financial professional and started their career in finance 2005 - 2014. Katherine had worked at 3 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Katherine Elise Millner, Katherine Millner
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
MATRIX PRIVATE EQUITIES, INC. | MCMG CAPITAL ADVISORS, INC.
Contact Information
Established
Virginia since 12/16/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAVALIER, SPENCER PAUL | PRESIDENT | 4556912 |
| FORTEMPS, CEDRIC CHRISTIAN MR. | TREASURER, CFO, CCO | 4493145 |
| SAUNDERS, MILES VANCE | OWNER | 5566711 |
| DOOLEY, SEAN PATRICK | OWNER | 5835354 |
| OFLAHERTY, WILLIAM JAMES | OWNER | 5159113 |
| CORBETT, DAVID LEE | OWNER | 4887552 |
| DUNI, JOHN COOPER | OWNER | 6261936 |
| LOPRESTI, ANDREW ANTHONY | OWNER | 6120756 |
| LYNCH, STEPHEN CHRISTOPHER | OWNER | 6020660 |
| MUNSEY, JAMES BRIAN | OWNER | 7631388 |
| OLDHOUSER, MATTHEW C | OWNER | 6505662 |
| RIP, OLGA | FINOP | 5440553 |
| SHOULDERS, DAVID WILSON | OWNER | 4688086 |
| TIPPING, KYLE B. | OWNER | 6856170 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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