Susan H. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Horsman Brown, CFP®, who also goes by Susan Elizabeth Horsman, Susan Horsman Reed, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2005. Susan had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
September 9, 2010 - July 6, 2022
SOUND VIEW FINANCIAL ADVISORS
April 11, 2006 - March 26, 2010
BACK BAY FINANCIAL GROUP, INC.
September 21, 2005 - July 19, 2006
FAMILY FINANCIAL ARCHITECTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUND VIEW FINANCIAL ADVISORS
CRD#: 154732 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 41,947,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
