Timothy John Baker
CFP®Professional Summary
Timothy John Baker, CFP® is a registered financial advisor currently at WEALTHSHAPE LLC located in Windsor, Connecticut. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Timothy has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Education Funding
- Investment Management
- Retirement Planning
- Business Services
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
- Tax Planning
- Social Security & Medicare Planning
Specializations
Biography
Ongoing Financial Planning for Individuals and Families Innovation and professional guidance make it possible for WealthShape to become the most fully integrated delivery system for advice and investment management. Financial planning shouldn’t be static. It should be vibrant and ongoing. We provide access to all your investments, goals and progress in one easy to understand secure location. This allows you to keep track of your entire financial picture while staying on the same page as...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTHSHAPE LLC
Contact Information
Main Address
360 Bloomfield Ave Suite 301, Windsor, CT 06095Phone Number
(860) 837-0303# of Employees
1SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
379AUM (Assets Under Management)
$109,423,270Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WEALTHSHAPE LLC
State Registrations and Notice Filings
(8/19/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2005About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy John Baker's CRS (Customer Relationship Summary).
Services Offered by Timothy
- Education Funding
- Investment Management
- Retirement Planning
- Business Services
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
- Tax Planning
- Social Security & Medicare Planning
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