Timothy J. Baker
WEALTHSHAPE LLC
Windsor, CT 06095
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CRD#: 5030137
Professional summary
Timothy John Baker, CFP® is a registered financial advisor currently at WEALTHSHAPE LLC located in Windsor, Connecticut.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Timothy has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Biography
Ongoing Financial Planning for Individuals and Families Innovation and professional guidance make it possible for WealthShape to become the most fully integrated delivery system for advice and investment management. Financial planning shouldn’t be static. It should be vibrant and ongoing. We provide access to all your investments, goals and progress in one easy to understand secure location. This allows you to keep track of your entire financial picture while staying on the same page as your CERTIFIED FINANCIAL PLANNER™ professional.
Retirement Plan Services for Businesses Lower cost funds, better investment choices, and improved education all work together to provide your employees and participants with the quality plan they deserve. WealthShape provides fiduciary investment advisory services to 401(k), Profit Sharing and Defined Benefit retirement plans.
Investment Management Based on Reason Not Speculation Our dedication is to the real world application of academic and Nobel Prize winning research. It’s a commitment to over 60 years of financial science, based on the factors that drive returns. WealthShape continuously filters the investment universe; selecting funds that we believe give investors that best chance to benefit from evidence, not speculation.
Schedule an Introductory Call
Schedule a Consultation at one of our convenient office locations
Question & Answer
What are your service offerings?
Education Planning
Investment Planning
Retirement Planning
Small Business Planning
Retirement Income Management
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Employee and Employer Plan Ben...
Tax Planning
Social Security Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Federal Employees
High Net Worth Client Needs
Medical Professionals
Middle Income Client Needs
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy John Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
August 19, 2015 - Present
WEALTHSHAPE LLC
Office #1: 360 Bloomfield Ave Suite 301, Windsor, CT 06095RIA
CRD#: 226733
Windsor, CT
Past
December 12, 2013 - September 17, 2015
ASSET STRATEGIES, INC.
RIA
CRD#: 119661
AVON, CT
Past
November 8, 2012 - December 4, 2013
3D ASSET MANAGEMENT, INC.
RIA
CRD#: 139595
EAST HARTFORD, CT
Past
March 30, 2009 - October 12, 2012
SYMMETRY PARTNERS
RIA
CRD#: 120982
GLASTONBURY, CT
Past
September 23, 2005 - June 7, 2007
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MIDDLEBURY, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(8/19/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
WEALTHSHAPE LLC
WEALTHSHAPE LLC
CRD#: 226733 / SEC#:
Connecticut
Registered Investment Advisory firm - (8/19/2015 Approved)Texas
Registered Investment Advisory firm - (11/15/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
360 Bloomfield Ave Suite 301, Windsor, CT 06095
Mailing Address
Phone number
(860) 837-0303
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 306 |
| AUM (Assets Under Management) | $ 84,099,959 |
Red Flags
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