Halina R. Yevtukh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Halina R. Yevtukh, who also goes by Galina Romanovna Sahan, Galina Romanovna Yevtukh, Halina R. Yevtukh, was a registered financial professional .
Halina is a previously registered financial professional and started their career in finance in 2005. Halina had worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2023 - March 25, 2024
PLANMEMBER SECURITIES CORPORATION
May 30, 2023 - March 25, 2024
PLANMEMBER SECURITIES CORPORATION
January 30, 2023 - March 9, 2023
BANKERS LIFE ADVISORY SERVICES, INC.
January 30, 2023 - March 9, 2023
BANKERS LIFE SECURITIES, INC.
November 13, 2009 - November 7, 2022
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - November 7, 2022
PNC WEALTH MANAGEMENT LLC
March 26, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
February 27, 2007 - November 13, 2009
NATCITY INVESTMENTS, INC.
September 21, 2005 - February 23, 2007
FTN EQUITY CAPITAL MARKETS CORP.
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/30/2023
Municipal Securities Representative ExaminationCurrent Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
