William E. Vecchione
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Vecchione was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2007. William had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - March 13, 2013
CALDWELL INTERNATIONAL SECURITIES
December 23, 2010 - April 21, 2011
MOMENTUM INDEPENDENT NETWORK INC.
August 22, 2008 - December 17, 2010
WORLD EQUITY GROUP, INC.
November 9, 2007 - August 27, 2008
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CALDWELL INTERNATIONAL SECURITIES
CRD#: 104323 / SEC#: , 8-52771
Contact information
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
