Gregory E. Grinnell

NORTHWEST FINANCIAL ADVISORS

LEESBURG, VA 20175

CRD#: 5029764

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Professional summary

Gregory Emmett Grinnell, who also goes by Gregory Grinnell, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Leesburg, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Gregory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Grinnell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Emmett Grinnell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2013 - Present

NORTHWEST FINANCIAL ADVISORS LLC

Office #1: 525 Trimble Plaza, Leesburg, VA 20175Office #2: 200 Spring Street Suite 120, Herndon, VA 20170

RIA

CRD#: 166769

LEESBURG, VA

Current

February 16, 2007 - Present

LPL FINANCIAL LLC

Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170

RIA

CRD#: 6413

HERNDON, VA

Current

March 19, 2008 - Present

NORTHWEST FINANCIAL GROUP LLC

Office #1: 9730 Liberia Ave, Manassas, VA 20110Office #2: 200 Spring Street Suite 120, Herndon, VA 20170Office #3: 525 Trimble Plaza, Leesburg, VA 20175Office #4: 14419 Chantilly Crossing Lane, Chantilly, VA 20151Office #5: 101 W. Washington Street, Middleburg, VA 20117

CRD#: 145064

Manassas, VA

Past

October 15, 2008 - August 20, 2013

NORTHWEST FINANCIAL GROUP LLC

RIA

CRD#: 145064

MANASSAS, VA

Past

February 16, 2007 - August 30, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEESBURG, VA

Past

March 14, 2006 - February 15, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

FAIRFAX, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST FINANCIAL ADVISORS LLC

CRD#: 166769 / SEC#: 801-77994

RIA

Registered Investment Advisory firm - (6/3/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/6/2022)

California
(1/3/2008)

Colorado
(8/25/2020)

Delaware
(10/1/2024)

District of Columbia
(2/16/2007)

Florida
(1/3/2008)

Georgia
(11/1/2013)

Idaho
(8/11/2022)

Illinois
(8/25/2020)

Indiana
(4/18/2019)

IAR

Louisiana
(8/20/2013)

Louisiana
(1/3/2019)

Maine
(11/15/2023)

Maryland
(2/16/2007)

Massachusetts
(5/15/2025)

Michigan
(6/28/2022)

Missouri
(8/6/2024)

Nevada
(11/30/2018)

New Hampshire
(9/26/2023)

New Jersey
(10/9/2014)

New York
(12/2/2009)

North Carolina
(1/3/2008)

Ohio
(8/4/2021)

Oklahoma
(5/5/2023)

Oregon
(7/24/2020)

Pennsylvania
(1/3/2008)

South Carolina
(5/4/2016)

Tennessee
(5/26/2023)

Texas
(12/15/2017)

Utah
(9/24/2018)

Vermont
(12/6/2025)

Virginia
(2/16/2007)

IAR

Virginia
(8/20/2013)

Washington
(1/10/2022)

West Virginia
(2/16/2007)

Wisconsin
(5/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NORTHWEST FINANCIAL ADVISORS LLC

CRD#: 166769 / SEC#: 801-77994

RIA

Registered Investment Advisory firm - (6/3/2013 Approved)

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Contact information

Main Address

200 Spring Street Suite 120, Herndon, VA 20170

Mailing Address

Phone number

(703) 810-1072

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHWEST FINANCIAL ADVISORS PART 2A OF FORM ADV (3/9/2026)

NORTHWEST FINANCIAL ADVISORS WRAP BROCHURE (3/9/2026)

Regulatory assets under management

Total Number of Accounts	2,756
AUM (Assets Under Management)	$ 1,243,981,468

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory E. Grinnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Emmett Grinnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

NORTHWEST FINANCIAL GROUP LLC

NORTHWEST FINANCIAL GROUP LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

NORTHWEST FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2006

FINRA

Current Firm

NORTHWEST FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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