MW
Mitchell A. Wood
INTRUA FINANCIAL
HOUSTON, TX 77098
Some features on this profile are disabled
CRD#: 5029363
MW
Professional summary
Mitchell Alan Wood, who also goes by Mitch Wood, Mitchell Alan Wood, is a registered financial advisor currently at INTRUA FINANCIAL located in Houston, Texas and LPL FINANCIAL LLC located in Andover, Minnesota.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Mitchell has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mitch Wood | Mitchell Alan Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/01/2024- Intrua Financial, LLC- Registered Investment Advisor DBA- INV Related- At Brookfield, WI- Start date 01/01/2024- 160 Hours Per Month- 40 Hours During Trading- I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 08/20/2024 - Intrua Financial - Investment Related -At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:07/30/2024 - 160 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/16/2024 - Chalice Network - Not Investment Related - For-Profit, Advisory Board Member - Melbourne, Florida - Start Date:09/09/2021 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 08/16/2024 - lntrua Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/04/2024 - 160 Hrs/Mth - 40 Hrs During Trading. 5) 08/16/2024 - MundaneAway Inc - Not Investment Related - Business Owner - At Reported Business Location(s) - Start Date:07/05/2011 - 10 Hrs/Mth - 0 Hrs During Trading. 6) 08/16/2024 - Real Estate Rental - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:11/01/2012 - 0 Hrs/Mth - 0 Hrs During Trading. 7) 08/16/2024 - Wood Equipment Rental LLC - Not Investment Related - Business Owner - At Reported Business Location(s) - Start Date:11/02/2023 - 5 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Alan Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2023 - Present
INTRUA FINANCIAL
Office #1: 3737 Buffalo Speedway Suite 400, Houston, TX 77098RIA
CRD#: 281554
HOUSTON, TX
Current
October 21, 2024 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
ANDOVER, MN
Past
April 25, 2022 - November 20, 2023
LARSON FINANCIAL GROUP, LLC
RIA
CRD#: 140599
Minneapolis, MN
Past
November 6, 2020 - March 28, 2022
LARSON WEALTH PARTNERS
RIA
CRD#: 309688
MINNEAPOLIS, MN
Past
May 16, 2018 - September 1, 2020
COUNSEL WEALTH MANAGEMENT, INC.
RIA
CRD#: 115165
ARDEN HILLS, MN
Past
January 13, 2016 - May 25, 2022
LIBERTY ADVISOR MANAGED ASSETS, INC.
RIA
CRD#: 175392
ANDOVER, MN
Past
November 2, 2009 - April 5, 2013
APW CAPITAL, INC.
BD
CRD#: 43814
ARDEN HILLS, MN
Past
July 4, 2008 - November 24, 2009
MAIN STREET SECURITIES, LLC
BD
CRD#: 47127
NEW BRIGHTON, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Minnesota(11/20/2023)
RR
Minnesota(1/9/2025)
IAR
Pennsylvania(11/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
